Fiduciary Services

Fiduciary Services, Inc. provides independent trustee, fiduciary and investment management services for qualified retirement plans including Employee Stock Ownership Plans (ESOPs).

Independent Decisions and Professional Experience for Retirement Plans:

Independent Trustee, Fiduciary

We can advise or stand in the place of the ongoing plan trustee or fiduciary for investment decisions that may affect the plan and its participants for:

  • Leveraged and unleveraged ESOP transactions
  • Acquisitions and sales of employer stock by company retirement plans
  • Company stock in other qualified plans
  • ERISA Sec. 404 (c) protection for employer stock
  • Pass-through voting and tender offer decision making
  • Management and divestiture of shares
  • Satisfying independent fiduciary requirement for meeting prohibited transaction exemption in connection with settlement of litigation per P.T. Exemption 2003-39 of 12-31-03
  • Orphan Plans
  • Rabbi trusts

Investment Management for Qualified Plan Portfolios.

Purchaser Representative

Retainer Consulting - A continuing relationship to review or monitor periodic valuations, transactions or investment portfolios.